Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Carter is a financial advisor with over 40 years of experience in the industry. Raymond has been registered with Cadaret, Grant & CO., Inc. since 1991, and currently holds a Series 7, Series 6, Series 24, and Series 63 license. Raymond has also been registered with WNY Asset Management, LLC since 2023, and is a Certified Financial Planner and Chartered Financial Consultant. In addition to his work with Cadaret, Grant & CO., Inc. and WNY Asset Management, LLC, Raymond also operates his own firm, Carter Financial Management, LLC. Raymond has a diverse background in financial services, including experience in investment management, insurance, and fixed annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/21/2023 - Present
Cadaret, Grant & CO., Inc. (Orchard Park NY)
NA
03/18/1987 - 01/25/1991
EMPIRE NATIONAL SECURITIES, INCORPORATED
NA
03/22/1984 - 01/25/1991
EMPIRE NATIONAL SECURITIES, INCORPORATED
NA
03/05/1984 - 05/12/1986
EMPIRE NATIONAL SECURITIES, INCORPORATED
NA
01/07/1981 - 03/12/1984
IDS LIFE INSURANCE COMPANY
NA
01/07/1981 - 03/12/1984
IDS MARKETING CORPORATION
NA
01/07/1981 - 03/12/1984
IDS/AMERICAN EXPRESS INC.
BC
Issued 09/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
BC
Issued 01/05/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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