Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Allen Thomas is a financial advisor with over 28 years of experience in the industry. Raymond is currently registered with Private Advisor Group, LLC, and holds Series 6, 7, 26, 63, and 65 licenses. Raymond previously held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Quick & Reilly, Inc., PNC Investments, and J.J.B. Hilliard, W.L. Lyons, Inc. Raymond has a strong track record of providing comprehensive financial planning and investment management services to a wide range of clients, including individuals, families, businesses, and retirement plans. Raymond's commitment to providing personalized service and a deep understanding of the financial markets allows Raymond to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
10/23/2019 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
DE
10/23/2009 - 08/24/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILMINGTON DE)
DE
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WILMINGTON DE)
NY
07/01/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
PA
01/01/2004 - 06/10/2004
PNC INVESTMENTS (PITTSBURGH PA)
KY
11/26/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
GA
04/29/1994 - 11/27/2002
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 10/19/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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