Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Holderby is a registered representative with Fidelity Brokerage Services LLC, located in Covington, Kentucky. Raymond has been in the industry since February 28, 2019. Raymond holds Series 7, 63, 9, 10, and SIE licenses. Raymond has been registered with the firm since March 1, 2019, and is registered with FINRA and 53 state securities regulators.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
03/01/2019 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 03/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/11/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/29/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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