Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Alexander McCoy is a financial advisor with LPL Financial LLC in Fort Mill, South Carolina. Raymond has over 19 years of experience in the financial services industry. Prior to joining LPL Financial LLC, Raymond was a financial advisor at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC. Raymond is registered with the following securities authorities: North Carolina and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
02/06/2020 - Present
LPL Financial LLC (FORT MILL SC)
NC
03/09/2011 - 01/23/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
CO
08/03/2009 - 01/21/2011
SECURITIES AMERICA, INC. (DENVER CO)
CO
02/03/2009 - 04/24/2009
SECURITIES AMERICA, INC. (WESTMINSTER CO)
ID
08/01/2007 - 12/26/2008
SECURITIES AMERICA, INC. (MERIDIAN ID)
AL
02/28/2007 - 07/16/2007
NFP SECURITIES, INC. (DAPHNE AL)
AL
09/07/2004 - 12/31/2006
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
AL
10/16/2003 - 10/01/2004
NBC SECURITIES, INC. (BIRMINGHAM AL)
IA
Issued 05/02/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/28/2008
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/01/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/09/2005
Series 4 - Registered Options Principal Examination
BC
Issued 01/26/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2009
Series 3 - National Commodity Futures Examination
BC
Issued 06/27/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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