Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Emery is an experienced financial advisor with over 25 years in the industry. Raymond is currently registered with Commonwealth Financial Network, and has a broad range of experience working with various clients, including high-net-worth individuals, corporations, and pension plans. Raymond holds a variety of licenses and certifications, including the Series 7, 6, 31, 63, 66, and 24. In addition to his role at Commonwealth Financial Network, Raymond has previously worked with several other financial institutions, including Morgan Stanley DW Inc., 440 Financial Distributors, Inc., Pruco Securities Corporation, and The Prudential Insurance Company of America. Raymond is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/01/2002 - Present
Commonwealth Financial Network (Naples FL)
NY
09/15/2000 - 12/11/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
ME
08/11/1994 - 05/09/1995
440 FINANCIAL DISTRIBUTORS, INC. (PORTLAND ME)
NJ
11/07/1990 - 09/02/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
11/07/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 10/03/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 09/14/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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