Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Adams is an investment advisor representative at Santander Securities LLC, a firm headquartered in Boston, Massachusetts. Raymond has been in the financial services industry since 1990. Raymond holds the Series 6, 7, and 63 securities licenses, and the Series 65 investment advisor license. He currently works in Brooklyn, New York. Raymond also has a long history of experience in the industry, previously working at LPL FINANCIAL LLC, IFMG SECURITIES, INC., ESSEX NATIONAL SECURITIES, INC., PFIC SECURITIES CORPORATION, and PRUCO SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/19/2021 - Present
Santander Securities LLC (BROOKLYN NY)
NY
05/27/2008 - 09/19/2012
LPL FINANCIAL LLC (BROOKLYN NY)
NY
09/15/2006 - 05/27/2008
IFMG SECURITIES, INC. (BROOKLYN NY)
NY
08/29/2002 - 09/12/2006
ESSEX NATIONAL SECURITIES, INC. (BROOKLYN NY)
TN
08/02/2002 - 08/27/2002
PFIC SECURITIES CORPORATION (FRANKLIN TN)
NY
01/08/1999 - 07/29/2002
IFMG SECURITIES, INC. (PURCHASE NY)
NJ
06/26/1990 - 11/04/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/26/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 02/07/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/25/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Raymond Adams is the right advisor for you? Invested Better is here to help.
