Unclaimed
Raymond A. Scanlon is a financial professional with over 4 years of experience in the industry. Raymond is a registered representative with J.p. Morgan Securities LLC and holds the Series 63, Series 10, Series 9, Series 24, Series 7TO, and SIE licenses. Raymond specializes in providing financial advice to individuals, businesses, corporations, insurance companies, charitable organizations, labor unions, and pension and profit-sharing plans. Raymond is licensed in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
04/03/2019 - Present
J.p. Morgan Securities LLC (Plano TX)
BC
Issued 04/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/13/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/17/2021
Series 24 - General Securities Principal Examination
BC
Issued 04/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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