Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond A Oloteo is a financial advisor with over 20 years of experience in the industry. Raymond is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since September 2020. Raymond is licensed in Arizona, California, Colorado, Georgia, Idaho, Missouri, Nevada, New Mexico, New York, North Carolina, Ohio, Oregon, South Carolina, Texas, and Washington. Raymond has also held previous roles with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., TD AMERITRADE, INC., UBS PAINEWEBBER INC., and INTERFIRST CAPITAL CORPORATION. Raymond is a Series 66, SIE and Series 7 licensed professional. Raymond's specializations include investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/02/2020 - Present
Wells Fargo Clearing Services, LLC (PASADENA CA)
CA
10/23/2009 - 09/03/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
CA
01/04/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PASADENA CA)
CA
10/10/2002 - 12/04/2006
TD AMERITRADE, INC. (BEVERLY HILLS CA)
NJ
11/26/2001 - 10/10/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
CA
10/30/2001 - 12/21/2001
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
NJ
08/20/2001 - 10/08/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 11/06/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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