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Raydania Pena

Nylife Securities LLC

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About Raydania Pena

Raydania Pena is a registered representative with Nylife Securities LLC. Raydania is licensed in Massachusetts and Rhode Island, and is also registered in Alabama. Raydania has a Series 6 and Series 63 license, as well as the SIE exam. Raydania's career in the securities industry began on July 2nd, 2014, and has worked with Nylife Securities LLC since July 3rd, 2014.

Firm Information

Raydania Pena is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raydania Pena’s Registration & Firm History

MA

07/03/2014 - Present

Nylife Securities LLC (BRIDGEWATER MA)

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Licenses & Designations

BC

Issued 10/23/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raydania Pena.
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