Unclaimed
Rayburn Eugene Brooks is a financial advisor in Scottsdale, Arizona. He has been working in the financial industry since July 4, 2002 and is currently registered with United Planners' Financial Services Of America A Limited Partner. Previously, Rayburn Eugene Brooks worked at WFG INVESTMENTS, INC. Rayburn Eugene Brooks is licensed to provide financial advice in Colorado, Florida, Oklahoma, Oregon, Texas and Wyoming. Rayburn Eugene Brooks holds a Series 66, Series 7 and SIE license. He is also a Certified Financial Planner.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/05/2017 - Present
United Planners' Financial Services OF America A Limited Partner (SCOTTSDALE AZ)
OK
05/14/2010 - 06/06/2017
WFG INVESTMENTS, INC. (EDMOND OK)
OK
11/03/2003 - 05/18/2010
INVESTMENT PROFESSIONALS, INC. (CLINTON OK)
NJ
07/04/2002 - 11/12/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 07/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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