Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raya? Claim Your ProfileRaya Theresa Raphael is a financial professional with over 9 years of experience in the industry. Raya has a Series 63, Series 79 and SIE license and is currently registered with North Point Mergers And Acquisitions, Inc. in California. Raya was previously registered with D.A. Davidson & Co. and Bardi Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
01/30/2020 - Present
North Point Mergers AND Acquisitions, Inc. (SAN FRANCISCO CA)
CA
12/15/2014 - 11/18/2019
D.A. DAVIDSON & CO. (COSTA MESA CA)
CA
04/24/2014 - 12/05/2014
BARDI CO. LLC (LOS ANGELES CA)
BC
Issued 06/27/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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