linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Ray Wook Kim

Westpark Capital, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ray? Claim Your Profile

About Ray Wook Kim

Ray Wook Kim is a financial advisor with over 17 years of experience. Ray is currently registered with Westpark Capital, Inc. and has previously been registered with several other firms including Newport Coast Securities, Inc. Ray has experience providing financial planning, selection of other advisors, and portfolio management services to individuals. Ray is a licensed insurance agent and has served on the advisory committee for the University of California, Irvine Personal Financial Planning Certificate Program.

Firm Information

Ray Kim is currently registered with Westpark Capital, Inc.. Westpark Capital, Inc. is a registered investment advisor headquartered in Los Angeles, California. Established in 1995, the firm provides financial planning and portfolio management services for individuals. They have a total of 200 clients and manage approximately $29,970,039 in assets. Westpark Capital is registered in 53 states and the District of Columbia.
Westpark Capital, Inc.

1800 CENTURY PARK EAST

LOS ANGELES, CA 90067

$29.97M

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ray Kim’s Registration & Firm History

CA

05/29/2018 - Present

Westpark Capital, Inc. (Irvine CA)

CA

05/19/2010 - 09/01/2016

NEWPORT COAST SECURITIES, INC. (IRVINE CA)

CA

05/18/2007 - 04/27/2010

PRIVATE ASSET GROUP, INC. (NEWPORT BEACH CA)

CA

11/17/2006 - 06/01/2007

SCF SECURITIES, INC. (SAN DIEGO CA)

MO

05/04/2007 - 05/10/2007

BURCH & COMPANY, INC (KANSAS CITY MO)

MN

04/23/2002 - 06/24/2005

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

04/23/2002 - 06/24/2005

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

CA

09/12/2001 - 03/27/2002

C.K. COOPER & COMPANY, INC. (IRVINE CA)

Not sure if Ray Wook Kim is right for you?

Licenses & Designations

BOTH

Issued 05/01/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/20/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Ray Wook Kim. Review regulatory record here.
Not sure if Ray Wook Kim is right for you?