Unclaimed
Ray Walter Fassett is a registered representative with Hennion & Walsh, Inc. Ray is a registered professional with over 40 years of experience in the financial services industry. Ray has been associated with Hennion & Walsh, Inc. since 1990. Ray has a strong history of serving clients across several states in the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/25/1990 - Present
Hennion & Walsh, Inc. (PARSIPPANY NJ)
NJ
01/05/1982 - 01/10/1990
MUNICIPAL INVESTORS SERVICE, INC. (NEWARK NJ)
BC
Issued 08/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 12/19/1981
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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