Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ray? Claim Your ProfileRay Vincent Pearl is a financial advisor with Wells Fargo Clearing Services, LLC. Ray has been in the financial services industry since August 4, 2004. Ray is registered with the state of California and Texas as an investment advisor representative. Ray is a Certified Financial Planner. Ray works with a wide range of clients, including individuals, corporations, and charitable organizations. The services Ray provides include financial planning, portfolio management, investment consulting, and selection of other advisors. Ray's current employment with Wells Fargo Clearing Services, LLC began in November 2016, and Ray's prior employment was with WELLS FARGO INVESTMENTS, LLC in Alhambra, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/16/2019 - Present
Wells Fargo Clearing Services, LLC (PASADENA CA)
CA
08/05/2004 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ALHAMBRA CA)
BOTH
Issued 08/12/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ray Pearl is the right advisor for you? Invested Better is here to help.
