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Ray Ramos Bartolome

Falcon Wealth Planning, Inc.

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About Ray Ramos Bartolome

Ray Ramos Bartolome is an investment advisor representative who has been in the industry since December 2000. Ray has a variety of licenses and certifications, including Series 63, 66, 7, 9 and 10. Ray is currently registered as an Investment Advisor Representative with Falcon Wealth Planning, Inc. in Ontario, California. Ray has previously worked at TD Ameritrade, Inc., and Charles Schwab & Co., Inc.

Firm Information

Ray Bartolome is currently registered with Falcon Wealth Planning, Inc.. Falcon Wealth Planning, Inc. is an investment advisor registered with the SEC. They offer financial planning and portfolio management services to individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans. They have approximately $1 billion in regulatory assets under management. Their main office is located in Ontario, CA.
Falcon Wealth Planning, Inc.

3400 INLAND EMPIRE BLVD.

ONTARIO, CA 91764

$1.02B

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Selection of other advisers fees

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Ray Bartolome’s Registration & Firm History

CA

11/16/2021 - Present

Falcon Wealth Planning, Inc. (ONTARIO CA)

CA

10/18/2016 - 01/11/2021

TD AMERITRADE, INC. (Upland CA)

AZ

12/06/2000 - 09/13/2016

CHARLES SCHWAB & CO., INC. (PHOENIX AZ)

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Licenses & Designations

BOTH

Issued 11/22/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/22/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/11/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/17/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Ray Ramos Bartolome.
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