Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ray? Claim Your ProfileRay Liu is a financial advisor affiliated with J.P. Morgan Securities LLC. Ray has been in the industry since June 2019. Ray holds the Series 63, Series 6TO, and SIE licenses. Ray specializes in investment management, financial planning, and pension consulting. Ray is registered in California. Ray was previously affiliated with Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/27/2021 - Present
J.p. Morgan Securities LLC (SAN GABRIEL CA)
CA
02/04/2019 - 05/27/2021
WELLS FARGO CLEARING SERVICES, LLC (ALHAMBRA CA)
BC
Issued 02/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/04/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Ray Liu is the right advisor for you? Invested Better is here to help.
