Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ray? Claim Your ProfileRay Lawrence Spitzley is a registered representative with Morgan Stanley & Co. LLC. Ray has been in the securities industry since February 12, 1989. Ray has passed the SIE, Series 62, and Series 79TO exams. Ray has experience with Morgan Stanley & Co. Incorporated and CS First Boston Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/15/2010 - Present
Morgan Stanley & Co. LLC (NEW YORK NY)
NY
09/28/1993 - 12/15/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
07/14/1988 - 06/25/1993
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/1988
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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