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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ray? Claim Your ProfileRay Larry Burns is a financial advisor with over 30 years of experience in the industry. Ray is registered with UBS Financial Services Inc. in Texas. Prior to joining UBS Financial Services Inc., Ray worked for Deutsche Bank Securities Inc., Citigroup Global Markets Inc., Salomon Brothers Inc., Kidder, Peabody & Co. Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ray has a wide range of experience in providing investment advice to individuals, families, and businesses. Ray specializes in financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
06/06/2013 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
07/20/2004 - 06/03/2013
DEUTSCHE BANK SECURITIES INC. (HOUSTON TX)
NY
05/16/1994 - 07/27/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/02/1998 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
06/15/1990 - 05/17/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
03/23/1987 - 06/12/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
11/28/1986 - 12/15/1986
PRIDE INVESTMENT COMPANY
BC
Issued 10/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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