Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ray? Claim Your ProfileRay Patterson is a financial advisor who has been in the industry since 1999. He is currently registered with Wells Fargo Clearing Services, LLC. Ray has a wide range of experience and licenses including Series 3, 7, 9, 10, 63, and 65. He is a Certified Financial Planner and has worked in a variety of roles for Wells Fargo, including Wells Fargo Advisors LLC. Ray has helped clients navigate a wide variety of financial goals with experience in both investment management and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/24/2009 - Present
Wells Fargo Clearing Services, LLC (SAN ANTONIO TX)
TX
08/20/1999 - 05/14/2009
CITIGROUP GLOBAL MARKETS INC. (SAN ANTONIO TX)
IA
Issued 09/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/08/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2009
Series 3 - National Commodity Futures Examination
BC
Issued 08/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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