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Ray Gustin

Prudential Investment Management Services LLC

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About Ray Gustin

Ray Gustin is a registered representative with Prudential Investment Management Services LLC. Ray holds the Series 7TO and SIE licenses. Ray has been in the industry since November 16, 2021. Ray is currently registered with FINRA.

Firm Information

Ray Gustin is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ray Gustin’s Registration & Firm History

NJ

11/17/2021 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

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Licenses & Designations

BC

Issued 11/17/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/26/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ray Gustin.
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