Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ray? Claim Your ProfileRay Frederick Peck Jr. is a financial advisor with Raymond James & Associates, Inc. Ray has been in the financial services industry since 1982. Ray is registered with FINRA and is licensed to sell securities in 20 states. Ray's previous experience includes roles at Morgan Keegan & Company, Inc., Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, and Carolina Securities Corporation. Ray provides financial planning, pension consulting, and portfolio management services to individuals and businesses. Ray is also a Treasurer and Board Member for Higher Ed Works, a non-profit organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
05/13/2021 - Present
Raymond James & Associates, Inc. (RALEIGH NC)
NC
07/06/2006 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (RALEIGH NC)
NC
02/21/2006 - 07/17/2006
CITIGROUP GLOBAL MARKETS INC. (RALEIGH NC)
MD
08/04/1989 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
02/24/1988 - 08/08/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
12/21/1982 - 02/24/1988
CAROLINA SECURITIES CORPORATION
BC
Issued 12/17/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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