Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ray? Claim Your ProfileRay Avrett is a financial professional with over 30 years of experience in the industry. Ray is currently registered with Principal Securities, Inc. as a Registered Representative and Investment Advisor Representative. Ray previously worked for Northwestern Mutual Investment Services, LLC and Equity Services, Inc. Ray holds a Series 6, 7, 24, 63 and 66 licenses and provides financial planning and investment advisory services to individuals, high-net-worth individuals, and corporations. Ray is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
GA
03/25/2020 - Present
Principal Securities, Inc. (Atlanta GA)
GA
09/12/2017 - 07/16/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ATLANTA GA)
GA
09/16/2016 - 08/01/2017
EQUITY SERVICES, INC. (ATLANTA GA)
GA
05/18/2015 - 08/18/2016
PARK AVENUE SECURITIES LLC (JOHNS CREEK GA)
AZ
04/09/2014 - 05/07/2015
TRANSAMERICA FINANCIAL ADVISORS, INC (SCOTTSDALE AZ)
AZ
08/16/1995 - 10/23/2013
NYLIFE SECURITIES LLC (SCOTTSDALE AZ)
NJ
12/16/1991 - 06/21/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
12/16/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NY
07/31/1987 - 12/11/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
07/31/1987 - 12/11/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 02/25/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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