Unclaimed
Ray Muecke is a financial advisor with over 30 years of experience in the industry. Ray is a Certified Financial Planner and has a series 6, 7, and SIE license. Ray is currently affiliated with Cambridge Investment Research Advisors, Inc. and has been with the firm since 2010. Ray has a strong background in financial planning, portfolio management and has experience working with high net worth individuals, individuals other than high net worth, pension and profit-sharing plans and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
09/28/2010 - Present
Cambridge Investment Research Advisors, Inc. (HOUSTON TX)
TX
04/28/2006 - 10/02/2009
FIRST INDEPENDENT FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
01/02/2004 - 05/09/2006
PROEQUITIES, INC. (HOUSTON TX)
MA
01/02/1998 - 12/31/2003
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
CA
08/03/1993 - 01/16/1998
SECURITY FIRST FINANCIAL, INC. (NEWPORT BEACH CA)
NA
06/18/1985 - 01/27/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 08/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/02/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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