Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ray? Claim Your ProfileRay Donovan j Slaughter is a registered representative with CWM, LLC. Ray has been in the industry since December 7, 1999. Ray has a Series 3, 7, 24, 63 and 66 license and holds the SIE designation. Ray has worked for several firms in their career including TD Ameritrade, Inc., Ameritrade, Inc. and AXA Advisors, LLC. Ray is registered in Nebraska. Ray is an active member of the financial community and is currently working with CWM, LLC DBA Carson Group Partners. Ray is committed to providing clients with a wide range of financial services, including portfolio management, financial planning, estate planning and more. Ray is also a registered representative with CWM, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
NE
05/10/2018 - Present
CWM, LLC (OMAHA NE)
NE
04/22/2006 - 05/04/2018
TD AMERITRADE, INC. (BELLEVUE NE)
NE
04/08/2002 - 04/22/2006
AMERITRADE, INC. (BELLEVUE NE)
NY
04/20/2001 - 06/08/2001
AXA ADVISORS, LLC (NEW YORK NY)
NE
01/26/1999 - 04/11/2001
AMERITRADE (BELLEVUE NE)
BOTH
Issued 01/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2010
Series 3 - National Commodity Futures Examination
BC
Issued 01/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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