Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ray? Claim Your ProfileRay Curtis Modeste has been in the financial services industry since February 26, 1997. Currently, Ray is registered with National Financial Services LLC in Westlake, TX, and is a Series 7, 99, and SIE licensed professional. Ray has experience with Paine Webber Incorporated and UBS Services USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
10/25/2017 - Present
National Financial Services LLC (WESTLAKE TX)
NJ
10/01/2000 - 05/13/2009
UBS SERVICES USA LLC (WEEHAWKEN NJ)
NJ
05/25/1988 - 06/08/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 07/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2017
Series 99 - Operations Professional Examination
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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