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Ray Chavez Andazola

Avantax Investment Services, Inc.

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About Ray Chavez Andazola

Ray Chavez Andazola is a registered representative with Avantax Investment Services, Inc. Ray has been in the securities industry since February 1993. Ray is licensed in California, Nevada, North Carolina, North Dakota, and Washington. Ray holds the Series 6, Series 63, and SIE licenses. Ray is located in the Downey, California office of Avantax Investment Services, Inc.

Firm Information

Ray Andazola is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ray Andazola’s Registration & Firm History

CA

02/22/1993 - Present

Avantax Investment Services, Inc. (DOWNEY CA)

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Licenses & Designations

BC

Issued 01/14/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ray Chavez Andazola.
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