Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ray? Claim Your ProfileRay Brown Duggins is a securities professional with over 12 years of experience in the industry. Ray is currently registered with Lazard Freres & Co. LLC in New York and is a General Securities Principal. Ray holds a Series 79, Series 24, and Series 63 license. Ray has previously worked at Harris Williams & Co. in Richmond, VA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/19/2016 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
VA
09/08/2010 - 04/08/2016
HARRIS WILLIAMS & CO. (RICHMOND VA)
BC
Issued 10/18/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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