Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ray? Claim Your ProfileRay Broderick Davis is a registered investment advisor with Raymond James Financial Services Advisors, Inc. based in Sandy, UT. Ray has been in the industry since November 10, 2011. Ray has a broad range of experience with financial planning, portfolio management, and pension consulting. Ray is registered in 27 states and holds the Series 7, 63 and 65 licenses as well as the SIE. Ray also works with Allianz and the Davis Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
UT
04/12/2012 - Present
Raymond James Financial Services Advisors, Inc. (Sandy UT)
IA
Issued 4/2/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/8/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/9/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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