Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ray? Claim Your ProfileRay Anthony Lewis is a financial advisor with Northland Securities, Inc. Ray has been in the industry since May 2006. Ray holds Series 6, 7, 63, and SIE licenses. Ray has worked for several prominent firms during his career, including Ameriprise Financial Services, Inc., American Enterprise Investment Services Inc. and Marquette Financial Group, Inc.. Ray's expertise is in financial planning, portfolio management for individuals, and selection of other advisors. Ray also provides research services to his clients. Ray is registered to conduct business in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Negotiated
1
2
MN
08/12/2024 - Present
Northland Securities, Inc. (MINNEAPOLIS MN)
MN
01/03/2017 - 04/21/2024
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
MN
01/23/2015 - 01/18/2017
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
MN
11/07/2014 - 01/23/2015
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)
MN
06/21/2011 - 04/25/2014
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
05/24/2001 - 06/04/2002
MARQUETTE FINANCIAL GROUP, INC. (MINNEAPOLIS MN)
MN
01/14/1998 - 09/28/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/14/1998 - 09/28/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
GA
10/31/1994 - 12/31/1996
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 06/29/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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