Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ray anthony? Claim Your ProfileRay Anthony Garrido San pedro is a registered representative with Arete Wealth Management, LLC. Ray has been in the securities industry since 2002 and is currently registered in 40 states. Ray holds Series 7 and Series 63 licenses as well as the SIE exam. Ray's previous employment includes National Securities Corporation, Rockwell Securities LLC, Chicago Investment Group, LLC, First Republic Group, LLC, and Gilford Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
07/21/2022 - Present
Arete Wealth Management, LLC (Sunrise FL)
FL
05/19/2008 - 07/20/2022
NATIONAL SECURITIES CORPORATION (MIAMI FL)
NY
03/24/2008 - 05/13/2008
ROCKWELL SECURITIES LLC (NEW YORK NY)
NY
02/14/2008 - 03/18/2008
CHICAGO INVESTMENT GROUP, LLC (NEW YORK NY)
NY
06/28/2007 - 03/06/2008
FIRST REPUBLIC GROUP, LLC (NEW YORK NY)
NY
07/21/2006 - 06/29/2007
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NY
10/28/2002 - 08/17/2006
FIRST REPUBLIC GROUP, LLC (NEW YORK NY)
BC
Issued 10/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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