Unclaimed
Ray Allen Spear is a registered representative with Nylife Securities LLC. Ray is currently registered in North Carolina and Virginia. Ray holds the Series 63, Series 6TO, and SIE licenses and has been in the industry since April 23, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/24/2024 - Present
Nylife Securities LLC (CHARLOTTE NC)
BC
Issued 06/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/26/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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