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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ray? Claim Your ProfileRay Hawkins is a financial advisor with Wealth Enhancement Advisory Services, LLC. Ray is a certified financial planner and has been in the industry since 1980. Ray provides financial planning, pension consulting, and educational seminars. Ray also manages portfolios for individuals and acts as an ERISA 3(38) investment manager. Wealth Enhancement Advisory Services, LLC is a registered investment advisor with offices in Plymouth, MN and Warren, NJ. The firm provides investment advisory services to individuals, families, businesses, and institutions. Wealth Enhancement Advisory Services, LLC has a strong commitment to client service and providing clients with personalized investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
10/08/2019 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
NJ
04/16/2009 - 09/12/2011
AXA ADVISORS, LLC (MORRISTOWN NJ)
NY
09/02/2008 - 10/29/2008
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
05/01/2001 - 08/27/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
07/01/1996 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
11/20/1980 - 06/19/1996
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BOTH
Issued 04/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/11/1990
Series 4 - Registered Options Principal Examination
BC
Issued 12/14/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/03/1988
Series 3 - National Commodity Futures Examination
BC
Issued 11/15/1980
Series 7 - General Securities Representative Examination
Active
Inactive
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