Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rawn? Claim Your ProfileRawn Norvelle Williams is a financial advisor with over 28 years of experience in the financial services industry. Rawn has held various positions at several firms including PaineWebber Incorporated, Kidder, Peabody & Co. Incorporated, Morgan Stanley & Co., Incorporated, Banc of America Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated before joining Jefferies LLC in 2010. Rawn is currently registered with Jefferies LLC and holds a Series 7, Series 52TO, Series 53, and Series 63 license. Rawn is registered in 53 states and territories, and has a strong track record of providing financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/02/2010 - Present
Jefferies LLC (ORLANDO FL)
FL
09/27/2006 - 11/12/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ORLANDO FL)
FL
04/17/2009 - 10/14/2010
BANC OF AMERICA SECURITIES LLC (ORLANDO FL)
FL
02/20/1998 - 05/18/2006
MORGAN STANLEY & CO., INCORPORATED (ORLANDO FL)
NJ
11/23/1994 - 05/09/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/31/1992 - 12/14/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 06/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2014
Series 30 - NFA Branch Manager Examination
BC
Issued 03/23/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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