Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ravy? Claim Your ProfileRavy Ly cabusbusan has been in the financial industry since December 2007. Ravy has worked at J.P. Morgan Securities LLC since October 2012, previously holding roles at Wells Fargo Advisors, LLC, and Chase Investment Services Corp. Ravy is registered with the state of California and is active in the Broker-Dealer and Investment Advisor capacities. Ravy is also registered in Arizona, Idaho and Montana as a broker-dealer. Ravy holds a Series 6, 7TO, 63, and 66 licenses, and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
03/08/2024 - Present
J.p. Morgan Securities LLC (BELLFLOWER CA)
CA
02/21/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BELLFLOWER CA)
CA
01/03/2011 - 01/03/2012
WELLS FARGO ADVISORS, LLC (LONG BEACH CA)
CA
06/09/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LONG BEACH CA)
CA
10/03/2007 - 05/04/2010
WELLS FARGO ADVISORS, LLC (LONG BEACH CA)
BOTH
Issued 04/04/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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