Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ravneet? Claim Your ProfileRavneet Mumick is a financial professional registered with the state of New York. Ravneet currently works for Santander US Capital Markets LLC and is located in the New York City area. Ravneet has been in the financial services industry for over ten years. Ravneet previously worked at SANTANDER INVESTMENT SECURITIES INC., MUFG SECURITIES AMERICAS INC., BTMU SECURITIES, INC., and ABN AMRO INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
06/30/2020 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
04/01/2017 - 08/02/2018
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
05/28/2014 - 04/01/2017
BTMU SECURITIES, INC. (New York NY)
CT
02/14/2001 - 06/19/2003
ABN AMRO INCORPORATED (STAMFORD CT)
BC
Issued 10/06/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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