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Ravin Kawailani Walters

Thrivent Investment Management Inc.

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About Ravin Kawailani Walters

Ravin Kawailani Walters is a financial advisor currently registered with Thrivent Investment Management Inc. based in Cedarburg, WI. Ravin has been in the financial services industry since 2015. Prior to joining Thrivent, Ravin worked for Royal Alliance Associates, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ravin offers financial planning and portfolio management services for individuals.

Firm Information

Ravin Walters is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ravin Walters’s Registration & Firm History

WI

09/28/2023 - Present

Thrivent Investment Management Inc. (Cedarburg WI)

CA

10/22/2020 - 02/14/2023

ROYAL ALLIANCE ASSOCIATES, INC. (LOS ANGELES CA)

CT

01/03/2017 - 06/11/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MILFORD CT)

CT

09/30/2015 - 12/09/2016

CHARLES SCHWAB & CO., INC. (WEST HARTFORD CT)

CT

12/17/2014 - 08/21/2015

METLIFE SECURITIES INC. (WEST HARTFORD CT)

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Licenses & Designations

BOTH

Issued 03/06/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/09/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ravin Kawailani Walters. Review regulatory record here.
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