Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ravilochan? Claim Your ProfileRavilochan Pola is a financial advisor with over 20 years of experience in the financial services industry. Currently, Ravilochan is registered with J.p. Morgan Securities LLC and is licensed in 53 states and the District of Columbia. Ravilochan has a comprehensive understanding of the financial markets and is committed to providing personalized financial advice to help clients reach their financial goals. Prior to joining J.p. Morgan Securities LLC, Ravilochan worked at Oppenheimer & Co. Inc., Enclave Capital LLC, ICICI Securities Inc. and Ambit America Inc. Ravilochan is a highly skilled and experienced financial advisor with a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/21/2022 - Present
J.p. Morgan Securities LLC (New York NY)
NY
11/22/2019 - 10/29/2021
OPPENHEIMER & CO. INC. (NEW YORK NY)
FL
10/23/2019 - 11/25/2019
ENCLAVE CAPITAL LLC (BOCA RATON FL)
NY
01/03/2018 - 10/14/2019
ICICI SECURITIES INC. (NEW YORK NY)
NY
04/07/2016 - 11/01/2017
AMBIT AMERICA INC. (NEW YORK NY)
NY
01/22/2015 - 12/05/2016
ENCLAVE CAPITAL LLC (NEW YORK NY)
NY
11/19/2012 - 12/31/2014
IDFC CAPITAL (USA) INC. (NEW YORK NY)
NY
06/18/2001 - 10/17/2012
KOTAK MAHINDRA, INC. (WHITE PLAINS NY)
BOTH
Issued 01/23/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2002
Series 4 - Registered Options Principal Examination
BC
Issued 10/22/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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