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Ravi Trivedi

Harris Williams

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About Ravi Trivedi

Ravi Trivedi is a financial professional with experience in investment banking. Ravi has a Series 79TO, Series 63, and SIE license. Ravi is currently registered with Harris Williams in Minnesota and Virginia. Ravi was previously registered with BMO Capital Markets Corp in Illinois.

Firm Information

Ravi Trivedi is currently registered with Harris Williams. Harris Williams is a Limited Liability Company that was formed in 2006. The firm is registered in 38 states and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

270

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ravi Trivedi’s Registration & Firm History

MN

09/14/2023 - Present

Harris Williams (MINNEAPOLIS MN)

IL

08/09/2022 - 07/20/2023

BMO CAPITAL MARKETS CORP. (CHICAGO IL)

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Licenses & Designations

BC

Issued 08/12/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/08/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/08/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ravi Trivedi.
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