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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ravi? Claim Your ProfileRavi R Polu is a financial advisor with over 28 years of experience in the industry. Ravi is currently registered with Cetera Investment Advisers LLC and has previously been registered with Securian Financial Services, Inc., Signator Investors, Inc., John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, EquiCo Securities, Inc., and The Equitable Life Assurance Society of the United States. Ravi is a Series 6, Series 7, Series 63, and Series 66 licensed financial advisor. Ravi holds licenses in 13 states and is currently working out of the Newark, DE office of Cetera Investment Advisers LLC. Ravi specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. Ravi has experience working with a variety of client types, including high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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DE
08/10/2023 - Present
Cetera Investment Advisers LLC (NEWARK DE)
DE
04/06/2018 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEWARK DE)
MA
05/15/1998 - 05/13/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
10/03/1995 - 02/23/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
10/03/1995 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
01/31/1995 - 09/06/1995
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
01/31/1995 - 09/06/1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 5/30/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/6/2018
Series 7 - General Securities Representative Examination
BC
Issued 1/30/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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