Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ravi? Claim Your ProfileRavi Manglani is a financial professional with over 2 years of experience in the financial services industry. Ravi has a strong background in investment banking and securities. Ravi is currently registered with TD Securities (USA) LLC and is licensed to provide investment advice in New York and Texas. Ravi previously worked at Piper Sandler & Co. and Wells Fargo Securities, LLC. Ravi holds the Series 63, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/02/2021 - Present
TD Securities (usa) LLC (HOUSTON TX)
TX
06/21/2021 - 10/11/2021
PIPER SANDLER & CO. (HOUSTON TX)
TX
05/10/2019 - 03/04/2021
WELLS FARGO SECURITIES, LLC (HOUSTON TX)
BC
Issued 02/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2019
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2019
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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