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Ravi Kant Jain

Velocity Clearing, LLC

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About Ravi Kant Jain

Ravi Kant Jain is a licensed securities professional with Velocity Clearing, LLC. Ravi has passed the General Securities Principal Examination, Registered Options Principal Examination, General Securities Representative Examination, and the Securities Industry Essentials Examination. Ravi is a registered representative and principal with FINRA.

Firm Information

Ravi Jain is currently registered with Velocity Clearing, LLC. Velocity Clearing, LLC is a Limited Liability Company formed in June 2010 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC and has been involved in 4 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ravi Jain’s Registration & Firm History

NY

09/11/2023 - Present

Velocity Clearing, LLC (New York NY)

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Licenses & Designations

BC

Issued 12/28/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/02/2023

Series 4 - Registered Options Principal Examination

BC

Issued 09/11/2023

Series 7TO - General Securities Representative Examination

BC

Issued 07/31/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ravi Kant Jain.
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