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Ravi K Soni

Neuberger Berman BD LLC

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About Ravi K Soni

Ravi Soni is an investment advisor representative with Neuberger Berman BD LLC. Ravi has been in the securities industry since 2009 and is currently registered in 30 states as a broker-dealer and an investment advisor. Ravi has a Series 7, Series 66, and SIE licenses and is a member of FINRA. Ravi is also a registered investment advisor in New Jersey, New York, and Illinois. Ravi specializes in portfolio management for individuals and institutions.

Firm Information

Ravi Soni is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ravi Soni’s Registration & Firm History

IL

03/25/2021 - Present

Neuberger Berman BD LLC (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 12/23/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ravi K Soni.
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