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Ravi Dhiraj Ramolia

Robinhood Financial, LLC

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About Ravi Dhiraj Ramolia

Ravi Ramolia is a financial advisor based in Lake Mary, FL. Ravi has been in the financial services industry since 2020 and is currently registered with Robinhood Financial, LLC. Ravi holds Series 7TO, Series 63, and SIE licenses. Ravi previously worked for Wells Fargo Clearing Services, LLC and TD Ameritrade, Inc.

Firm Information

Ravi Ramolia is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ravi Ramolia’s Registration & Firm History

FL

11/24/2021 - Present

Robinhood Financial, LLC (Lake Mary FL)

MO

08/13/2021 - 11/29/2021

WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)

TX

12/17/2020 - 05/18/2021

TD AMERITRADE, INC. (Southlake TX)

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Licenses & Designations

BC

Issued 12/28/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/17/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/22/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ravi Dhiraj Ramolia.
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