Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ravi? Claim Your ProfileRavi Bhagavan is a financial professional with over 15 years of experience in the securities industry. Ravi is currently registered with BA Securities, LLC. Prior to that, Ravi has worked with a number of firms including BRG Capstone Capital Advisors, Childs Advisory Partners LLC, Headwaters BD, LLC, Carrollton Capital Partners, LLC, and Goldman, Sachs & Co.. Ravi has a wide range of experience and holds multiple licenses and registrations, including Series 7, Series 3, Series 24, Series 28, Series 62, Series 63, and Series 99TO. Ravi is registered in multiple states, including Arizona, California, Massachusetts, Minnesota, New Jersey, Pennsylvania, Texas, and Virginia. Ravi is committed to providing clients with high-quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
05/10/2021 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
TN
09/10/2018 - 04/29/2021
BRG CAPSTONE CAPITAL ADVISORS (NASHVILLE TN)
CA
10/25/2017 - 05/01/2018
CHILDS ADVISORY PARTNERS LLC (Laguna Niguel CA)
CO
08/07/2015 - 09/21/2017
HEADWATERS BD, LLC (DENVER CO)
NJ
06/05/2014 - 08/03/2015
CARROLLTON CAPITAL PARTNERS, LLC (Princeton NJ)
NY
08/16/2006 - 03/18/2014
GALILEO GLOBAL SECURITIES, LLC (NEW YORK NY)
NY
12/07/1998 - 03/02/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 06/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2008
Series 24 - General Securities Principal Examination
BC
Issued 06/16/2006
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2006
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 11/21/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/16/1998
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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