Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ravi? Claim Your ProfileRavi Balani is a securities professional with over 12 years of experience in the financial services industry. Ravi is currently registered with Smbc Nikko Securities America, Inc. in New York. Previously, Ravi was a registered representative with Mizuho Securities USA LLC, RBC Capital Markets, LLC and J.P. Morgan Securities LLC. Ravi holds FINRA Series 7, 63, SIE and 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/27/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
04/06/2017 - 01/19/2022
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
04/08/2014 - 01/24/2017
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
04/19/2010 - 03/21/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 11/06/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
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NYSE Arca, Inc.
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