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Ravenna D Dods

Nylife Securities LLC

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About Ravenna D Dods

Ravenna D. Dods is a financial advisor currently registered with Nylife Securities LLC. Ravenna has been in the securities industry since 2003 and has experience with Northwestern Mutual Investment Services, LLC. Ravenna has passed the Securities Industry Essentials Examination and Investment Company Products/Variable Contracts Representative Examination. Ravenna is registered in Maryland.

Firm Information

Ravenna Dods is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ravenna Dods’s Registration & Firm History

MD

07/21/2015 - Present

Nylife Securities LLC (BETHESDA MD)

MD

10/08/2003 - 05/04/2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (OLNEY MD)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ravenna D Dods.
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