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Raveen Rathi

Moelis & Co. LLC

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About Raveen Rathi

Raveen Rathi is a Financial Advisor at Moelis & Co. LLC. Raveen joined Moelis & Co. LLC on 7/17/2023, and their current office is located at 399 PARK AVENUE 4TH FLOOR in NEW YORK, NY. Raveen has passed the General Securities Representative Examination (Series 7), the Investment Banking Registered Representative Examination (Series 79) and the Securities Industry Essentials Examination (SIE).

Firm Information

Raveen Rathi is currently registered with Moelis & Co. LLC. Moelis & Co. LLC is a Limited Liability Company that was formed on June 12, 2007. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raveen Rathi’s Registration & Firm History

NY

07/17/2023 - Present

Moelis & Co. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/14/2023

Series 7TO - General Securities Representative Examination

BC

Issued 07/17/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/01/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raveen Rathi.
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