Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raul? Claim Your ProfileRaul Valencia is a financial advisor with J.P. Morgan Securities LLC. Raul has been working in the financial services industry since 2003. Raul holds both Series 63 and 66 licenses. Raul is a CERTIFIED FINANCIAL PLANNER™ professional. In addition to his work as a financial advisor, Raul also owns and manages real estate properties.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
12/22/2021 - Present
J.p. Morgan Securities LLC (SAN ANTONIO TX)
TX
12/11/2018 - 08/23/2021
BBVA SECURITIES INC. (SAN ANTONIO TX)
TX
05/07/2014 - 12/03/2018
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
TX
09/28/2011 - 01/10/2014
ALLSTATE FINANCIAL SERVICES, LLC (SAN ANTONIO TX)
TX
09/23/2010 - 09/19/2011
ROYAL ALLIANCE ASSOCIATES, INC. (SAN ANTONIO TX)
TX
02/09/2005 - 09/23/2010
FARMERS FINANCIAL SOLUTIONS, LLC (SAN ANTONIO TX)
MO
04/29/2003 - 07/02/2004
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 12/21/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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