Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raul? Claim Your ProfileRaul Sandoval is a financial advisor with J.P. Morgan Securities LLC. Raul has over 10 years of experience in the financial services industry. Raul specializes in providing financial advice to individuals, high net worth individuals, corporations and businesses, charitable organizations, pension and profit-sharing plans, insurance companies, and labor unions. Raul is also a registered investment advisor in Texas. Raul has a series 7, Series 63, and Series 65 license and previously worked at Pensionmark Securities, LLC, USAA Financial Advisors, Inc., USAA Investment Management Company, MML Investors Services, LLC, and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
02/23/2024 - Present
J.p. Morgan Securities LLC (SAN ANTONIO TX)
TX
10/08/2019 - 07/24/2023
PENSIONMARK SECURITIES, LLC (Garden Ridge TX)
TX
11/26/2018 - 10/18/2019
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
11/26/2018 - 10/18/2019
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
TX
06/08/2016 - 12/14/2016
MML INVESTORS SERVICES, LLC (SAN ANTONIO TX)
TX
11/13/2013 - 04/06/2016
AXA ADVISORS, LLC (SAN ANTONIO TX)
IA
Issued 05/12/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2016
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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