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Raul Rosales Santos

Usaa Investment Services Co.

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About Raul Rosales Santos

Raul Rosales Santos is a financial advisor with over 30 years of experience in the industry. Raul has worked at various firms, including Morgan Stanley DW Inc., John Hancock Distributors, Inc., and Allstate Financial Services, LLC. Raul is currently registered with USAA Investment Services Co. in Arizona and Texas. Raul provides financial planning and referral services to clients.

Firm Information

Raul Santos is currently registered with Usaa Investment Services Co.. USAA Investment Services Co. is a corporation headquartered in San Antonio, TX, formed in September 1988. They offer financial planning and other advisory services to individuals and high-net-worth individuals. The firm is registered with the SEC and holds licenses in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a total of 150 registered representatives and 109 investment adviser representatives.
Usaa Investment Services Co.

9800 FREDERICKSBURG ROAD

SAN ANTONIO, TX 78288-0227

Not reported

Assets Under Management

1,609

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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referrals

Referrals

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Referral fees pursuant to a referral agreement

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Raul Santos’s Registration & Firm History

AZ

11/06/2020 - Present

Usaa Investment Services Co. (Peoria AZ)

AZ

09/10/2007 - 06/08/2020

USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)

AZ

08/18/2006 - 09/20/2007

USAA INVESTMENT MANAGEMENT COMPANY (PHOENIX AZ)

AZ

07/24/2002 - 07/31/2006

ALLSTATE FINANCIAL SERVICES, LLC (FOUNTAIN HILLS AZ)

IL

10/26/2001 - 06/14/2002

COUNTRY CAPITAL MANAGEMENT COMPANY (BLOOMINGTON IL)

NY

03/23/1998 - 08/02/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

MA

04/08/1992 - 04/09/1998

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

04/08/1992 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

IA

Issued 12/28/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/06/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/13/1998

Series 31 - Futures Managed Funds Examination

BC

Issued 07/16/1997

Series 7 - General Securities Representative Examination

BC

Issued 08/29/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/15/1987

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raul Rosales Santos.
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